Discover how ASIC regulates Australian financial markets, enforces laws, and promotes investor confidence through fair, transparent practices in the financial sector.
ASIC commissioner Kate O’Rourke said conflicts of interest remain a material concern for the financial system. “Conflicts of ...
ASIC has fined 12 large private companies $2.2m for late accounts. The regulator says directors need to sharpen their ...
High-profile retailers, a food chain and an electronics company received infringement notices for alleged failure to file ...
Following consultation conducted between 30 July and 5 September, during which ASIC received 26 submissions, it has ...
Macquarie Group said on Friday that its unit Macquarie Securities (Australia) (MSAL) has agreed to pay a penalty of A$35 ...
On Thursday, the Australian Securities and Investments Commission (ASIC) suspended MW Planning’s Australian financial ...
This includes three big-name fashion brands, White Fox Boutique, M.J. Bale and Aje. The other nine are Bing Lee, Bob Jane, ...
Failing to update ASIC of changes to company email addresses could result in major fines, according to draft legislation put ...
Corporate regulator ASIC is taking Cbus Super to court for failing to process more than 10,000 death and disability claims in a timely way. ASIC is alleging that payments from more than 6,000 of those ...
When ASIC released its Capital Markets Roadmap (REP 823) in November, it foreshadowed the introduction of an “easily-referenced regulatory guidance catalogue” for funds management. That commitment has ...
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