On March 3, 2021, the Securities and Exchange Commission’s Division of Examinations (EXAMS) (formerly the Office of Compliance Inspections and Examinations (OCIE) released its 2021 examination ...
On March 3, the SEC Division of Examinations (Division) released its 2021 Examination Priorities. The Division noted that it will focus on enforcing recently established rules and standards of conduct ...
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