A large wealth management practice based in Boca Raton, Fla. has left Oppenheimer & Co. for Ameriprise Financial. The team, ...

Meanwhile, a Minnesota-based team parts ways with Commonwealth after 31 years, and Wells Fargo snags a three-advisor team ...

In Boise, Idaho, Daniel Timberlake and Alexis Howard, formerly with Wells Fargo and managing over $175 million, have joined ...

Jonathan Ball is a financial advisor in Lantana, FL. He has been in practice for 12 years, the last 8 years at Intrinsic Asset Llc. Jonathan Ball is a financial advisor in Lantana, FL. He has been in ...

Mark Augustsson is a financial advisor in Lecanto, FL. They have been in practice for 14 years, the last 9 months at Gradient Advisors LLC. Mark Augustsson is a financial advisor in Lecanto, FL. They ...

CNBC has named Moisand Fitzgerald Tamayo to its 2025 Financial Advisor 100 list of the top 100 financial advisors in America.

A Florida investment advisor has been arrested after being indicted on federal charges that he defrauded his clients, most of them Venezuelan nationals, out of more than $94 million by diverting their ...

A Florida court has affirmed an arbitration panel’s award of almost $3 million to an financial advisor who alleges an advisory firm in Bellevue, Wash., stole his clients. Advisor Carlos Enrique ...

A Westport-based registered investment advisor (RIA) firm has been bought by a Florida-based wealth management firm. Corient Private Wealth, headquartered in Miami, has acquired Northeast Financial ...

PL Capital Advisors, LLC is a SEC registered investment advisor based in Naples, Florida. It was founded and is managed by Richard Lashley and John Palmer. For approximately 30 years, PL Capital ...