Raymond James Financial recruited two advisors who previously managed more than $5 billion in assets, the company said Thursday. Advisors Scott Burnett and Peter Kelson joined a unit of Raymond ...

“It sounds like Raymond James expects $40 million in penalties more than what the firm accrued for,” said one senior industry executive, who spoke confidentially to InvestmentNews about the matter.

Raymond James has recruited a longtime Charles Schwab advisor in California, one who managed about $500 million in client assets, to its independent advisor channel, Raymond James Financial Services, ...

On Wednesday, the firm announced financial advisors Larry Forlenza and Carl Hanks, who previously oversaw nearly $430 million ...

Industry recruiting and acquisitions slow down during the holidays but don't come to a halt. Here are some of the biggest advisor moves and wealth management deals from the past two weeks.

Esquire Financial (NASDAQ:ESQ – Get Free Report) was downgraded by investment analysts at Raymond James from a “strong-buy” rating to a “market perform” rating in a research report issued on Friday, ...

Chris Helton, a financial advisor in Huntsville, Ala., with about $400 million in client assets, has joined Raymond James Financial Services, the firm’s independent broker/dealer channel.

Raymond James Financial, Inc. is an investment ... and securities transaction services to clients through financial advisors. The Capital Markets segment focuses on investment banking ...

Larry Forlenza and Carl Hanks have aligned with fellow advisors of Morristown Wealth Management that joined LPL platform in October.

Raymond James analyst David Long maintained a Buy rating on Wintrust Financial (WTFC – Research Report) today and set a price target of ...

For new and old investors, taking full advantage of the stock market and investing with confidence are common goals. Many investors also have a go-to methodology that helps guide their buy and sell ...