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A federal jury found Matthew Panuwat liable for insider trading late last week. As you may recall, the U.S. Securities and Exchange Commission (SEC) brought an enforcement action against Mr. Panuwat ...

Wall Street is often viewed as a prototypical film about the excesses of the 1980s. Released in 1987, it stars Charlie Sheen as Bud Fox, a young stockbroker hoping to work with his idol, Gordon Gekko, ...

Nov 1 (Reuters) - The U.S. Securities and Exchange Commission is facing yet another headache from the U.S. Supreme Court’s major questions doctrine. On Tuesday, U.S. District Judge William Orrick of ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

The U.S. Securities and Exchange Commission (SEC) is now at trial in an enforcement action against former biopharmaceutical executive Matthew Panuwat, related to so-called "shadow trading" activities.

This transcript was prepared by a transcription service. This version may not be in its final form and may be updated. Annmarie Fertol: The SEC brings the first shadow insider trading case to court, ...

* Rare instance of SEC going after what researchers call "shadow trading" By Jody Godoy The U.S. Securities and Exchange Commission on Tuesday accused a biopharmaceutical industry executive of ...