More investment advisors are finding a place in their clients’ portfolios for structured notes, according to leading alts provider CAIS. In a statement Thursday, CAIS said it’s registered a spike in ...

Structured Notes and Buffer funds are sleep-well-at-night products designed to protect investors from market drops. Brokers and nervous investors love them, despite their complexity and fees. Talk to ...

Stifel Nicolaus is planning to ask a court to vacate an arbitration ruling that ordered it to pay more than $14 million related to a structured note strategy overseen by one of Stifel’s brokers in ...

Barx (Barclays automated real-time execution) clients can now trade equity structured notes online as well as access secondary market prices, trade ideas and research, says Barclays Capital. “As the ...

“More people are paying attention to credit risk than before, so it is true that the subset of investors that are being particularly prudent has increased,” says Alberto Cherubini, head of exotic ...

At first glance, a laddered approach to structured notes or buffered ETFs may seem like a strategy to manage risk and smooth returns over time. However, the accumulation of embedded gains, increased ...

Stifel, Nicolaus & Co. has been ordered by a Financial Regulatory Authority arbitration panel to pay an investor couple and their business more than $14.2 million in damages for allegedly breaching ...

Singapore’s DBS Bank, the country’s largest lender, announced Thursday that it will tokenize structured notes on the Ethereum blockchain for institutional investors, through partnerships with other ...

Stifel, Nicolaus & Company Inc. has been ordered by an arbitration panel to pay a family of four investors more than $132 million for breach of fiduciary duty and negligence tied to risky investments ...

Singapore’s largest bank is extending its blockchain strategy by offering tokenized structured notes on the Ethereum public blockchain, in a move that broadens access to complex financial products ...