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SEBI, in December 2021, issued an investor charter for IAs and RAs detailing the services provided to investors and, the ...
Sebi has revised the investor charter for investment advisers and research analysts to improve financial inclusion and ...
Based on the learnings of the Pune event more such Shivirs are planned. Investor education and awareness is a key focus area ...
Over 450 investors participated in the first 'Niveshak Shivir' in Pune, organized by Sebi and IEPFA to help reclaim unpaid dividends and unclaimed shares.
Market Regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs7 lakh on Highlight Investment ...
SEBI has directed the trio to disgorge ₹1.05 crore collectively and imposed a monetary penalty of ₹5 lakh each, stating that ...
IndusInd Bank's board claims ignorance of derivatives discrepancies, contradicting Sebi's findings. The board, led by chair ...
Market Regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs2 lakh on investment adviser (IA) Manoj Jethanand Varyani, proprietor of Smart Financial, for violating ...
SEBI has updated the Investor Charter for Research Analysts through a recent circular, effective immediately. This revision aims to enhance financial consumer protection, literacy, and inclusion, ...
Insider trading, the practice of trading in securities based on Unpublished Price Sensitive Information (UPSI), fundamentally erodes this principle, undermining investor confidence and distorting ...
SEBI has ordered more than 60 entities to return a total of ₹58.01 crore along with interest, calling it a textbook case of ...
The regulator imposed a fine of ₹5 lakh each on Arshad Warsi and his wife Maria Goretti. The couple were restrained by the ...
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