Christy Bieber has a JD from UCLA School of Law and began her career as a college instructor and textbook author. She has been writing full time for over a decade with a focus on making financial and ...

Insider trading is the process of buying or selling a company’s stock or security based on private, nonpublic information or owning at least 10% of a public company stock. In many countries, certain ...

Changes are likely coming to SEC Rule 10b5-1, and with them, new litigation risks for corporate officers and directors. Rule 10b5-1 permits corporate insiders to establish stock trading plans that ...

Adam Hayes, Ph.D., CFA, is a financial writer with 15+ years Wall Street experience as a derivatives trader. Besides his extensive derivative trading expertise, Adam is an expert in economics and ...

On February 6, 2024, the Securities and Exchange Commission (“SEC”) adopted final rules (the “Final Rules”) that will further define the phrase “as a part of a regular business” as used in the ...

Quantitative trading relies on mathematical models as part of its strategy to execute trades. Quantitative trading relies on mathematical models and statistical analysis to make trading decisions.

SEC defines the phrase “as part of a regular business” to capture private funds and other market participants that take on liquidity-providing roles. The Securities and Exchange Commission (SEC) ...